Document Retention Compliance

Document Retention Compliance


In today’s world with the rising number of identity theft cases, Federal and State regulations are very strict in terms of document handling and destruction. This is especially true for the medical, financial, and legal fields.

These regulations and retention compliance guidelines are built to protect personal information. However, as with anything in this world, the laws must update to keep up with the criminals and can easily become difficult to navigate.

Some of these regulations and retention compliance guidelines include:


  • HIPAA: passing in 1996, this law regulates Personal Health Information, or PHI. This law put regulations in place to protect the patients’ private records as well as to prohibit the sharing of these records. Medical offices and healthcare professionals need to take great care in hiring a HIPAA compliant document shredding company so as to not face large fines.
  • FACTA: The Fair and Accurate Credit Transactions Act is an all-encompassing law which enforces business of all sizes, even those employing one person, to shred all personnel-related documents before throwing them out in order to try to prevent dumpster divers from capturing sensitive, personal information. Unlike the other regulations, this one is not industry specific.
  • RED FLAG: This is a law issued by the FTC, NCUA, and the federal bank regulatory agencies as part of the FACTA regulation was created to help stop identity theft. The law requires financial organizations and creditors to create written theft prevention programs.
  • GRAMM LEACH BLILEY ACT: this law, signed in 1999, is also known as the Financial Modernization Act of 1999, requires financial organizations to provide customers with written privacy notices that explain the information sharing practices of the organization. It is broken into three parts, Privacy, Safeguards, and Pretexting Provisions. Of these, the Safeguards Rule states that financial organizations have certain security programs and protocols to protect the private information that they gather.

Maintaining Records Retention Easily!

Document Scanning and Digital Storage is a great solution for freeing up your space while still meeting the retention requirements for legal, medical or other business documentation.

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While not the same under all situation and industries, it is important to keep in mind retention periods of different types of documents. The type of information contained will determine how long you must keep a document on file before you are able to destroy and dispose of it. So while document shredding is a vital office process, it is of the utmost importance to know the retention period for your documents in order to remain in compliance.

Not sure how to comply with these regulations, or not sure of retention compliance rates for different types of documents that you have on file?


Fill out the form below or call us at (800) 472-9716 and we can help you to determine the what regulations apply to your industry and the steps needs in order to stay within compliance.